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INVESTEC LIMITED - TR-1: Standard form for notification of major holdings

Release Date: 26/11/2021 13:00
Code(s): INL INP     PDF:  
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TR-1: Standard form for notification of major holdings

Investec Limited                                   Investec plc
Incorporated in the Republic of South Africa       Incorporated in England and Wales
Registration number 1925/002833/06                 Registration number 3633621
JSE share code: INL                                LSE share code: INVP
NSX share code: IVD                                JSE share code: INP
BSE share code: INVESTEC                           ISIN: GB00B17BBQ50
ISIN: ZAE000081949                                 LEI: 2138007Z3U5GWDN3MY22
LEI: 213800CU7SM6O4UWOZ70

As part of the dual listed company structure, Investec plc and Investec Limited (together
“Investec”) notify both the London and Johannesburg Stock Exchanges of matters which are
required to be disclosed under the Disclosure Guidance and Transparency Rules and the
Listing Rules of the Financial Conduct Authority (the “FCA”) and/or the JSE Listings
Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:



TR-1: Standard form for notification of major holdings


1. Issuer Details
 ISIN
  GB00B17BBQ50
 Issuer Name
  INVESTEC PLC
 UK or Non-UK Issuer
  UK
2. Reason for Notification
  An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
 Name
  M&G Plc
 City of registered office (if applicable)
  London
 Country of registered office (if applicable)
  United Kingdom
4. Details of the shareholder
  Full name of shareholder(s) if different from the person(s)
  subject to the notification obligation, above


  City of registered office (if applicable)
 Country of registered office (if applicable)


5. Date on which the threshold was crossed or reached
  24-Nov-2021
6. Date on which Issuer notified
  25-Nov-2021
7. Total positions of person(s) subject to the notification
obligation
                                         % of voting
                      % of voting        rights through
                                                                                  Total number of
                      rights attached    financial             Total of both in
           .                                                                      voting rights
                      to shares (total   instruments           % (8.A + 8.B)
                                                                                  held in issuer
                      of 8.A)            (total of 8.B 1 +
                                         8.B 2)

  Resulting
  situation on
  the date on
  which                11.016800          0.063340              11.080140          77126936
  threshold was
  crossed or
  reached

  Position of
  previous
                       10.997840          0.063340              11.061180
  notification (if
  applicable)

8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of       Number of       Number of indirect       % of direct
                                                                             % of indirect voting
shares ISIN code(if direct voting   voting rights            voting rights
                                                                             rights (DTR5.2.1)
possible)           rights (DTR5.1) (DTR5.2.1)               (DTR5.1)

GB00B17BBQ50                         76686057                                  11.016800

Sub Total 8.A        76686057                                  11.016800%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
                                                      Number of voting
                                                      rights that may be
Type of financial    Expiration   Exercise/conversion                     % of voting
                                                      acquired if the
instrument           date         period                                  rights
                                                      instrument is
                                                      exercised/converted

GB00B17BBQ50                                             440879                   0.063340

Sub Total 8.B1                                           440879                   0.063340%
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of                                                                                   % of
                 Expiration   Exercise/conversion   Physical or cash    Number of
financial                                                                                 voting
                 date         period                settlement          voting rights
instrument                                                                                rights
Sub Total 8.B2

9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add
additional rows as necessary)
                                                               % of voting
                                                               rights through
                                           % of voting
                                                               financial         Total of both if it
                                           rights if it equals
Ultimate           Name of controlled                          instruments if    equals or is higher
                                           or is higher than
controlling person undertaking                                 it equals or is   than the notifiable
                                           the notifiable
                                                               higher than       threshold
                                           threshold
                                                               the notifiable
                                                               threshold

                       M&G Plc
  M&G Plc              (Parent               11.016800                             11.080140%
                       company)

                       M&G Group
                       Regulated
                       Entity Holding
                       Company
  M&G Plc                                    11.016800                             11.080140%
                       Limited
                       (wholly owned
                       subsidiary of
                       M&G Plc)

                       M&G Group
                       Limited
                       (wholly owned
                       subsidiary of
  M&G Plc              M&G Group             11.016800                             11.080140%
                       Regulated
                       Entity Holding
                       Company
                       Limited)

                       M&G FA
                       Limited
                       (wholly owned
  M&G Plc                                    11.016800                             11.080140%
                       subsidiary of
                       M&G Group
                       Limited)

  M&G Plc              MandG                 10.164940                             10.164940%
                       Investments
                         Southern
                         Africa (Pty) Ltd
                         (majority
                         owned
                         subsidiary of
                         M&G FA
                         Limited)

                         MandG
                         Investment
                         Managers
                         (Pty) Ltd
                         (wholly owned
        M&G Plc          subsidiary of      10.164940        10.164940%
                         MandG
                         Investments
                         Southern
                         Africa (Pty)
                         Ltd)

      10. In case of proxy voting
       Name of the proxy holder


       The number and % of voting rights held


       The date until which the voting rights will be held


11. Additional Information


12. Date of Completion
    25-Nov-2021
13. Place Of Completion
    London, United Kingdom



Johannesburg and London
26 November 2021
Sponsor: Investec Bank Limited

Date: 26-11-2021 01:00:00
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