To view the PDF file, sign up for a MySharenet subscription.

HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 05/08/2020 10:30
Code(s): HMN     PDF:  
Wrap Text
TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                            HAMMERSON plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments                                                     X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                    The Goldman Sachs Group, Inc.
                                                        Corporation Trust Center, 1209 Orange Street,
City and country of registered office (if applicable)
                                                        Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v

Name                                                              Goldman Sachs International

City and country of registered office (if applicable)             Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK

5. Date on which the threshold was crossed or
                                                                  31/07/2020
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                    04/08/2020

7. Total positions of person(s) subject to the notification obligation
                                                        % of voting rights
                          % of voting rights                                                                 Total number of
                                                       through financial in-         Total of both in %
                          attached to shares                                                                 voting rights of
                                                            struments                   (8.A + 8.B)
                             (total of 8. A)                                                                 issuervii
                                                     (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                                 0.27%                      10.04%                        10.31%                  766,293,613
threshold was
crossed or reached
Position of previous
notification (if                 0.35%                       9.87%                        10.22%
applicable)



       8. Notified details of the resulting situation on the date on which the threshold was crossed or
       reachedviii
       A: Voting rights attached to shares
       Class/type of               Number of voting rightsix                          % of voting rights
       shares
       ISIN code (if possible)            Direct                  Indirect                      Direct                    Indirect
                                     (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive       (Art 10 of Directive
                                       2004/109/EC)             2004/109/EC)             2004/109/EC) (DTR5.1)          2004/109/EC)
                                          (DTR5.1)                (DTR5.2.1)                                              (DTR5.2.1)
GB0004065016                                        2,102,042                                     0.27%



SUBTOTAL 8. A                             2,102,042                                    0.27%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                  Number of voting rights
                             Expira-
Type of financial in-                  Exercise/                  that may be acquired if
                             tion                                                           % of voting rights
strument                               Conversion Periodxi        the instrument is
                             datex
                                                                  exercised/converted.
Securities Lending           Open                                        9,162,636                1.20%




                                       SUBTOTAL 8. B 1                   9,162,636                1.20%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                       Exercise/         Physical or
Type of financial       Expiration                                          Number of
                                       Conversion        cash                               % of voting rights
instrument              datex                                               voting rights
                                       Period xi         settlementxii
Refer to the an-
nexure
                                                                       SUBTOTAL
                                                                                               67,770,331              8.84%
                                                                       8.B.2


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv     X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
                                                                 9.97%                           10.23%
International


The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC


The Goldman Sachs
Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset
Management, L.P.




10. In case of proxy voting, please identify:
Name of the proxy holder                                    N/A

The number and % of voting rights held                      N/A

The date until which the voting rights will be held         N/A




11. Additional informationxvi
The total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding
error.

General email contact:
gs-regops-emea-position-enquiries@gs.com



Place of completion        London

Date of completion         04/08/2020

For further information contact:

Richard Crowle
Assistant Company Secretary
Tel: +44 (0)20 7887 1000

05 August 2020
Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on the Johannesburg Stock Exchange.

Sponsor:
Investec Bank Limited

                                                                                Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
                                                                  Exercise/Conversion peri-        Physical or cash settle-    Number of voting
  Type of financial instrument            Expiration datex                                                                                        % of voting rights
                                                                              odxi                         mentxii                 rights
              Swap                         11/03/2025                                                      Cash                                         0.80%
                                                                                                                                   6,123,273
              Swap                         25/03/2025                                                      Cash                                         0.54%
                                                                                                                                   4,146,171
              CFD                          03/12/2021                                                      Cash                                         0.46%
                                                                                                                                   3,536,974
              CFD                          29/04/2030                                                      Cash                                         0.46%
                                                                                                                                   3,525,882
              CFD                          23/04/2030                                                      Cash                                         0.33%
                                                                                                                                   2,502,580
              CFD                          23/04/2030                                                      Cash                                         0.33%
                                                                                                                                   2,502,580
              CFD                          09/08/2029                                                      Cash                                         0.32%
                                                                                                                                   2,439,184
              CFD                          09/07/2021                                                      Cash                                         0.27%
                                                                                                                                   2,064,939
              CFD                          04/02/2030                                                      Cash                                         0.24%
                                                                                                                                   1,861,511
              CFD                          24/04/2030                                                      Cash                                         0.23%
                                                                                                                                   1,777,309
              CFD                          29/04/2030                                                      Cash                                         0.23%
                                                                                                                                   1,771,485
              CFD                          09/07/2021                                                      Cash                                         0.22%
                                                                                                                                   1,684,603
              CFD                          04/02/2030                                                      Cash                                         0.22%
                                                                                                                                   1,677,668
CFD   07/05/2030   Cash               0.21%
                          1,626,348
CFD   07/05/2030   Cash               0.20%
                          1,562,635
CFD   29/04/2030   Cash               0.20%
                          1,501,548
CFD   30/04/2030   Cash               0.19%
                          1,435,113
CFD   03/12/2021   Cash               0.18%
                          1,347,999
CFD   29/04/2030   Cash               0.18%
                          1,341,041
CFD   29/04/2030   Cash               0.16%
                          1,201,238
CFD   07/05/2030   Cash               0.15%
                          1,183,748
CFD   19/03/2030   Cash               0.15%
                          1,144,204
CFD   24/04/2030   Cash               0.14%
                          1,072,061
CFD   07/05/2030   Cash               0.14%
                          1,054,860
CFD   23/04/2030   Cash               0.14%
                          1,035,637
CFD   23/04/2030   Cash               0.13%
                          1,002,217
CFD   23/04/2030   Cash               0.13%
                          1,001,032
CFD   23/04/2030   Cash               0.13%
                          1,001,032
CFD   29/04/2030   Cash               0.13%
                          1,001,032
CFD   23/04/2030   Cash               0.12%
                          952,010
CFD   23/04/2030   Cash               0.12%
                          920,932
CFD    07/05/2030   Cash             0.11%
                           867,174
CFD    29/04/2030   Cash             0.11%
                           863,513
CFD    04/02/2030   Cash             0.10%
                           740,641
CFD    11/07/2029   Cash             0.08%
                           632,384
Swap   01/04/2025   Cash             0.07%
                           559,776
CFD    29/04/2030   Cash             0.07%
                           530,888
CFD    24/07/2030   Cash             0.07%
                           521,481
CFD    24/07/2030   Cash             0.07%
                           501,044
Swap   11/08/2020   Cash             0.06%
                           422,440
CFD    18/03/2030   Cash             0.05%
                           385,482
CFD    21/05/2030   Cash             0.05%
                           373,112
CFD    05/03/2030   Cash             0.05%
                           359,341
CFD    24/04/2030   Cash             0.04%
                           317,135
CFD    01/05/2030   Cash             0.04%
                           310,008
Swap   13/11/2020   Cash             0.04%
                           282,770
CFD    17/06/2030   Cash             0.04%
                           270,354
CFD    12/03/2030   Cash             0.03%
                           256,481
CFD    23/04/2030   Cash             0.03%
                           250,258
Swap   11/03/2025   Cash             0.03%
                           227,306
CFD    01/05/2030   Cash             0.03%
                           214,221
CFD    29/04/2030   Cash             0.03%
                           205,419
CFD    23/04/2030   Cash             0.02%
                           155,892
Swap   05/06/2030   Cash             0.02%
                           147,781
CFD    23/04/2030   Cash             0.02%
                           126,871
CFD    08/01/2030   Cash             0.02%
                           124,195
CFD    19/03/2030   Cash             0.02%
                           117,644
CFD    08/01/2030   Cash             0.01%
                           113,205
Swap   21/05/2021   Cash             0.01%
                           105,532
CFD    10/01/2022   Cash             0.01%
                           80,893
CFD    10/01/2022   Cash             0.01%
                           78,834
CFD    10/01/2022   Cash             0.01%
                           70,767
CFD    31/10/2029   Cash             0.01%
                           68,969
CFD    16/07/2029   Cash             0.01%
                           56,072
CFD    02/08/2029   Cash             0.01%
                           54,917
CFD    19/03/2030   Cash             0.01%
                           50,639
CFD    23/04/2030   Cash             0.01%
                           49,509
CFD    19/05/2025   Cash             0.01%
                           47,135
CFD    24/04/2030   Cash             0.01%
                           40,781
Swap   03/12/2020   Cash            0.003%
                           23,145
CFD    19/05/2025   Cash            0.003%
                           22,564
CFD    05/03/2030   Cash            0.003%
                           22,307
CFD    19/05/2025   Cash            0.002%
                           14,584
CFD    21/05/2025   Cash            0.002%
                           13,909
CFD    23/04/2030   Cash            0.002%
                           12,603
CFD    17/07/2024   Cash            0.002%
                           12,436
CFD    10/01/2022   Cash            0.002%
                           11,495
CFD    10/01/2022   Cash            0.001%
                           11,203
CFD    10/01/2022   Cash            0.001%
                           10,151
CFD    10/01/2022   Cash            0.001%
                           10,056
CFD    10/12/2024   Cash            0.001%
                           7,394
CFD    19/05/2025   Cash            0.001%
                           6,957
Swap   16/10/2020   Cash            0.001%
                           5,414
CFD    21/05/2025   Cash            0.001%
                           4,303
CFD    10/01/2022   Cash            0.0002%
                           1,442
Swap                             14/01/2021                                                             Cash                                                      0.0001%
                                                                                                                                        503
CFD                              10/01/2022                                                             Cash                                                     0.00001%
                                                                                                                                        52
CFD                              10/01/2022                                                             Cash                                                     0.00001%
                                                                                                                                        51
CFD                              10/01/2022                                                             Cash                                                     0.00001%
                                                                                                                                        46
CFD                              10/01/2022                                                             Cash                                                     0.000001%
                                                                                                                                         7

                     Total Number of voting rights and percentage of voting rights                                                            67,770,331           8.84%


Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

Date: 05-08-2020 10:30:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story