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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 03/08/2020 11:00
Code(s): HMN     PDF:  
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                                   HAMMERSON plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                          X

An acquisition or disposal of financial instruments                                                                  X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                           The Goldman Sachs Group, Inc.
                                                               Corporation Trust Center, 1209 Orange Street,
City and country of registered office (if applicable)
                                                               Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v

Name                                                           Goldman Sachs International

City and country of registered office (if applicable)          Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK

5. Date on which the threshold was crossed or
                                                               29/07/2020
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                 31/07/2020

7. Total positions of person(s) subject to the notification obligation
                                                     % of voting rights
                             % of voting rights                                                   Total number of
                                                    through financial in-    Total of both in %
                             attached to shares                                                   voting rights of
                                                         struments              (8.A + 8.B)
                                (total of 8. A)                                                   issuervii
                                                  (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                                  0.35%                   9.87%                   10.22%              766,293,613
threshold was
crossed or reached
Position of previous
notification (if                   0.01%                         0.07%                       0.08%
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of                  Number of voting rightsix                         % of voting rights
shares
ISIN code (if possible)                Direct                 Indirect                    Direct                   Indirect
                                (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                                  2004/109/EC)            2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                     (DTR5.1)               (DTR5.2.1)                                             (DTR5.2.1)

GB0004065016                                               2,658,683                                                0.35%



SUBTOTAL 8. A                                     2,658,683                                            0.35%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                               Number of voting rights
                               Expira-
Type of financial in-                       Exercise/                          that may be acquired if
                               tion                                                                         % of voting rights
strument                                    Conversion Periodxi                the instrument is
                               datex
                                                                               exercised/converted.
Securities Lending             Open                                                   8,827,486                     1.15%




                                            SUBTOTAL 8. B 1                           8,827,486                     1.15%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                            Exercise/              Physical or
Type of financial         Expiration                                                     Number of
                                            Conversion             cash                                     % of voting rights
instrument                datex                                                          voting rights
                                            Period xi              settlementxii
Refer to the an-
nexure




                                                                   SUBTOTAL
                                                                                            66,809,819              8.72%
                                                                   8.B.2


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv   X
(please add additional rows as necessary)
                                                                   % of voting rights
                                 % of voting rights if it                                           Total of both if it
                                                                 through financial in-
                                  equals or is higher                                              equals or is higher
          Namexv                                                 struments if it equals
                                  than the notifiable                                              than the notifiable
                                                                 or is higher than the
                                       threshold                                                       threshold
                                                                  notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
                                                                9.80%                           10.14%
International


The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC


The Goldman Sachs
Group, Inc.
GSAM Holdings LLC

Goldman Sachs Asset
Management, L.P.




10. In case of proxy voting, please identify:
Name of the proxy holder                                        N/A

The number and % of voting rights held                          N/A

The date until which the voting rights will be held             N/A




11. Additional informationxvi
Please note, positions previously exempt under the market making exemption are now reportable as the 10% limit
has been exceeded.

Also, the total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a
rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com



Place of completion          London

Date of completion           31/07/2020
For further information contact:

Richard Crowle
Assistant Company Secretary
Tel: +44 (0)20 7887 1000

03 August 2020

Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing
on the Johannesburg Stock Exchange.

Sponsor:
Investec Bank Limited
                                                                                Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
                                                                 Exercise/Conversion peri-        Physical or cash settle-
  Type of financial instrument           Expiration datex                                                                    Number of voting rights   % of voting rights
                                                                             odxi                         mentxii

                                                                                                                                                             0.80%
Swap                                              11/03/2025                                  Cash                         6,123,299
                                                                                                                                                             0.54%
Swap                                              25/03/2025                                  Cash                         4,146,188
                                                                                                                                                             0.46%
CFD                                               29/04/2030                                  Cash                         3,524,063
                                                                                                                                                             0.40%
CFD                                               03/12/2021                                  Cash                         3,061,691
                                                                                                                                                             0.33%
CFD                                               23/04/2030                                  Cash                         2,501,289
                                                                                                                                                             0.33%
CFD                                               23/04/2030                                  Cash                         2,501,289
                                                                                                                                                             0.32%
CFD                                               09/08/2029                                  Cash                         2,438,324
                                                                                                                                                             0.27%
CFD                                               09/07/2021                                  Cash                         2,064,948
                                                                                                                                                             0.24%
CFD                                               04/02/2030                                  Cash                         1,860,907
                                                                                                                                                             0.23%
CFD                                               24/04/2030                                  Cash                         1,776,392
                                                                                                                                                             0.23%
CFD                                               29/04/2030                                  Cash                         1,770,426
                                                                                                                                                             0.22%
CFD                                               09/07/2021                                  Cash                         1,684,610
                                                                                                                                                             0.22%
CFD                                               04/02/2030                                  Cash                         1,677,124
CFD                                               07/05/2030                                  Cash                                                           0.21%
                          1,625,509
                                      0.20%
CFD   07/05/2030   Cash   1,561,829
                                      0.20%
CFD   29/04/2030   Cash   1,500,650
                                      0.19%
CFD   30/04/2030   Cash   1,434,373
                                      0.19%
CFD   19/03/2030   Cash   1,432,043
                                      0.17%
CFD   29/04/2030   Cash   1,340,350
                                      0.16%
CFD   29/04/2030   Cash   1,200,520
                                      0.15%
CFD   07/05/2030   Cash   1,183,138
                                      0.15%
CFD   03/12/2021   Cash   1,166,860
                                      0.14%
CFD   24/04/2030   Cash   1,071,508
                                      0.14%
CFD   07/05/2030   Cash   1,054,316
                                      0.14%
CFD   23/04/2030   Cash   1,035,102
                                      0.13%
CFD   23/04/2030   Cash   1,001,700
                                      0.13%
CFD   23/04/2030   Cash   1,000,516
                                      0.13%
CFD   29/04/2030   Cash   1,000,516
                                      0.13%
CFD   23/04/2030   Cash   1,000,433
CFD   23/04/2030   Cash               0.12%
                           951,519
                                     0.12%
CFD    23/04/2030   Cash   920,382
                                     0.11%
CFD    07/05/2030   Cash   866,727
                                     0.11%
CFD    29/04/2030   Cash   863,068
                                     0.10%
CFD    04/02/2030   Cash   740,401
                                     0.08%
CFD    11/07/2029   Cash   632,058
                                     0.07%
Swap   01/04/2025   Cash   559,778
                                     0.07%
CFD    29/04/2030   Cash   530,571
                                     0.06%
Swap   11/08/2020   Cash   421,798
                                     0.05%
CFD    18/03/2030   Cash   385,362
                                     0.05%
CFD    21/05/2030   Cash   372,889
                                     0.05%
CFD    05/03/2030   Cash   359,234
                                     0.04%
CFD    24/04/2030   Cash   316,971
                                     0.04%
CFD    01/05/2030   Cash   309,848
                                     0.04%
CFD    24/07/2030   Cash   298,016
                                     0.04%
Swap   13/11/2020   Cash   282,772
CFD    17/06/2030   Cash             0.04%
                           270,274
                                     0.03%
CFD    12/03/2030   Cash   256,405
                                     0.03%
CFD    23/04/2030   Cash   250,129
                                     0.03%
Swap   11/03/2025   Cash   227,307
                                     0.03%
CFD    01/05/2030   Cash   214,110
                                     0.03%
CFD    29/04/2030   Cash   205,296
                                     0.02%
CFD    19/03/2030   Cash   177,745
                                     0.02%
CFD    23/04/2030   Cash   155,798
                                     0.02%
Swap   05/06/2030   Cash   141,017
                                     0.02%
CFD    23/04/2030   Cash   126,805
                                     0.02%
CFD    08/01/2030   Cash   124,131
                                     0.01%
CFD    08/01/2030   Cash   113,146
                                     0.01%
Swap   21/05/2021   Cash   105,532
                                     0.01%
CFD    24/07/2030   Cash   89,115
                                     0.01%
CFD    10/01/2022   Cash   80,894
                                     0.01%
CFD    10/01/2022   Cash   78,835
CFD    10/01/2022   Cash             0.01%
                           70,768
                                    0.01%
CFD    31/10/2029   Cash   68,934
                                    0.01%
CFD    19/03/2030   Cash   63,377
                                    0.01%
CFD    16/07/2029   Cash   56,043
                                    0.01%
CFD    02/08/2029   Cash   54,884
                                    0.01%
CFD    23/04/2030   Cash   49,479
                                    0.01%
CFD    19/05/2025   Cash   47,135
                                    0.01%
CFD    24/04/2030   Cash   40,757
                                    0.003%
Swap   03/12/2020   Cash   23,145
                                    0.003%
CFD    19/05/2025   Cash   22,564
                                    0.003%
CFD    05/03/2030   Cash   22,301
                                    0.002%
CFD    19/05/2025   Cash   14,584
                                    0.002%
CFD    21/05/2025   Cash   13,909
                                    0.002%
CFD    23/04/2030   Cash   12,596
                                    0.002%
CFD    17/07/2024   Cash   12,436
                                    0.002%
CFD    10/01/2022   Cash   11,495
CFD    10/01/2022   Cash            0.001%
                                                                                                                              11,203
                                                                                                                                                                0.001%
CFD                                               10/01/2022                                    Cash                          10,151
                                                                                                                                                                0.001%
CFD                                               10/01/2022                                    Cash                          10,056
                                                                                                                                                                0.001%
CFD                                               10/12/2024                                    Cash                          7,394
                                                                                                                                                                0.001%
CFD                                               19/05/2025                                    Cash                          6,957
                                                                                                                                                                0.001%
Swap                                              16/10/2020                                    Cash                          5,406
                                                                                                                                                                0.001%
CFD                                               21/05/2025                                    Cash                          4,303
                                                                                                                                                               0.0002%
CFD                                               10/01/2022                                    Cash                          1,442
                                                                                                                                                               0.0001%
Swap                                              14/01/2021                                    Cash                          503
                                                                                                                                                              0.00001%
CFD                                               10/01/2022                                    Cash                          52
                                                                                                                                                              0.00001%
CFD                                               10/01/2022                                    Cash                          51
                                                                                                                                                              0.00001%
CFD                                               10/01/2022                                    Cash                          46
                                                                                                                                                              0.000001%
CFD                                               10/01/2022                                    Cash                          7

                              Total Number of voting rights and percentage of voting rights                                                 66,809,819          8.72%


       Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

Date: 03-08-2020 11:00:00
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