Wrap Text
TR-1: Standard form for notification of major holdings
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
mat if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Hammerson Plc
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
J.P. Morgan Securities LLC
Name
J.P. Morgan Equities South Africa Proprietary Ltd
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
22 July 2020
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 24 July 2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
0.94% 4.07% 5.01% 766,293,613
crossed or reached
Position of previous
Below minimum Below minimum Below minimum
notification (if
applicable) threshold threshold threshold
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB0004065016 7,178,037 0.94%
SUBTOTAL 8. A 7,178,037 0.94%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.
Right to Recall N/A N/A 451,600 0.06%
Physically Settled
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
24/08/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
28/08/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
07/09/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
14/09/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
21/09/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
12/10/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
SUBTOTAL 8. B 1 17,851,600 2.33%
* Please note that either a call or a put option (but not both) can be exercised upon maturity, de-
pending on the share price of Hammerson Plc.
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/
Type of financial Expiration Physical or cash Number of
Conversion Pe- % of voting rights
instrument datex settlementxii voting rights
riod xi
Cash-settled
03/11/2020 03/11/2020 Cash 286 0.00%
Equity Swap
Cash-settled
02/12/2020 02/12/2020 Cash 10,176 0.00%
Equity Swap
Cash-settled
05/01/2021 05/01/2021 Cash 17,312 0.00%
Equity Swap
Cash-settled
02/02/2021 02/02/2021 Cash 13,595 0.00%
Equity Swap
Cash-settled
02/03/2021 02/03/2021 Cash 6,458 0.00%
Equity Swap
Cash-settled
06/04/2021 06/04/2021 Cash 34,499 0.00%
Equity Swap
Cash-settled
19/04/2021 19/04/2021 Cash 49,358 0.01%
Equity Swap
Cash-settled
29/04/2021 29/04/2021 Cash 24,507 0.00%
Equity Swap
Cash-settled
30/04/2021 30/04/2021 Cash 2,739,012 0.36%
Equity Swap
Cash-settled
05/05/2021 05/05/2021 Cash 130,836 0.02%
Equity Swap
Cash-settled
06/05/2021 06/05/2021 Cash 12,421 0.00%
Equity Swap
Cash-settled
11/05/2021 11/05/2021 Cash 9,937 0.00%
Equity Swap
Cash-settled
12/05/2021 12/05/2021 Cash 2,447,371 0.32%
Equity Swap
Cash-settled
02/06/2021 02/06/2021 Cash 73,253 0.01%
Equity Swap
Cash-settled
23/06/2021 23/06/2021 Cash 58,769 0.01%
Equity Swap
Cash-settled
30/06/2021 30/06/2021 Cash 2,287 0.00%
Equity Swap
Cash-settled
02/07/2021 02/07/2021 Cash 489,859 0.06%
Equity Swap
Cash-settled
08/07/2021 08/07/2021 Cash 618,733 0.08%
Equity Swap
Cash-settled
15/07/2021 15/07/2021 Cash 1,000,000 0.13%
Equity Swap
Cash-settled
23/07/2021 23/07/2021 Cash 994,948 0.13%
Equity Swap
Cash-settled
28/07/2021 28/07/2021 Cash 8,644 0.00%
Equity Swap
Cash-settled
03/08/2021 03/08/2021 Cash 145,760 0.02%
Equity Swap
Cash-settled
11/08/2021 11/08/2021 Cash 114,774 0.01%
Equity Swap
Cash-settled
02/09/2021 02/09/2021 Cash 111,225 0.01%
Equity Swap
Cash-settled
04/01/2022 04/01/2022 Cash 21,097 0.00%
Equity Swap
Cash-settled
27/05/2022 27/05/2022 Cash 82,965 0.01%
Equity Swap
Cash-settled
08/06/2023 08/06/2023 Cash 500,000 0.07%
Equity Swap
Cash-settled
09/06/2023 09/06/2023 Cash 500,000 0.07%
Equity Swap
Cash-settled
12/06/2023 12/06/2023 Cash 1,000,000 0.13%
Equity Swap
Cash-settled
10/07/2023 10/07/2023 Cash 500,000 0.07%
Equity Swap
Cash-settled
14/07/2023 14/07/2023 Cash 500,000 0.07%
Equity Swap
Cash-settled
17/07/2023 17/07/2023 Cash 150,000 0.02%
Equity Swap
Cash-settled
13/09/2024 13/09/2024 Cash 952,777 0.12%
Equity Swap
Cash-settled
18/06/2025 18/06/2025 Cash 39,445 0.01%
Equity Swap
SUBTOTAL
8.B.2
13,360,304 1.74%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
4.07% 4.98%
plc
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
JPMorgan Chase & Co.
JPMorgan Chase Hold-
ings LLC
J.P. Morgan Broker-
Dealer Holdings Inc.
J.P. Morgan Securities
LLC
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan EU Capital
Holdings Limited
J.P. Morgan EU Hold-
ings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationxvi
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan EU Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)
Place of completion London, United Kingdom
Date of completion 24 July 2020
For further information contact:
Richard Crowle
Assistant Company Secretary
Tel: +44 (0)20 7887 1000
27 July 2020
Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on
the Johannesburg Stock Exchange.
Sponsor:
Investec Bank Limited
Date: 27-07-2020 10:30:00
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