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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 08/07/2020 17:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)(i)

1a. Identity of the issuer or the underlying issuer of existing shares to which         ANGLO AMERICAN PLC
voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights                                             X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:

3. Details of person subject to the notification obligation(iv)
Name                                                                                    PUBLIC INVESTMENT CORPORATION SOC LIMITED
City and country of registered office (if applicable)                                   PRETORIA, SOUTH AFRICA

4. Full name of shareholder(s) (if different from 3.) (v)
Name
City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reached(vi):                               07/07/2020
6. Date on which issuer notified (DD/MM/YYYY):                                           08/07/2020
7. Total positions of person(s) subject to the notification obligation

                                                    % of voting rights     % of voting rights         Total of both in %   Total number of voting rights of
                                                    attached to shares     through financial          (8.A + 8.B)          issuer(vii)
                                                    (total of 8. A)        instruments
                                                                           (total of 8.B 1 + 8.B 2)
Resulting situation on the date on which            8.905%                                             8.905%              1 363 067 592
threshold was crossed or reached
Position of previous notification (if               9.915%                                             9.915%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of shares                           Number of voting rights(ix)                               % of voting rights
ISIN code (if possible)
                                           Direct                  Indirect                 Direct                     Indirect
                                           (Art 9 of Directive     (Art 10 of Directive     (Art 9 of Directive        (Art 10 of Directive
                                           2004/109/EC) (DTR5.1)   2004/109/EC)             2004/109/EC) (DTR5.1)      2004/109/EC) (DTR5.2.1)
                                                                   (DTR5.2.1)

GB00B1XZS820                               121 378 276                                      8.905%
SUBTOTAL 8. A                                              121 378 276                                         8.905%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument       Expiration   Exercise/                  Number of voting rights   % of voting rights
                                   date(x)      Conversion Period(xi)      that may be acquired if
                                                                           the instrument is
                                                                           exercised/converted.
                                                SUBTOTAL 8. B 1            NIL                       NIL

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Type of financial instrument   Expiration       Exercise/         Physical or        Number of       % of voting rights
                               date(x)          Conversion        cash               voting rights
                                                Period xi         settlement(xii)

                                                                  SUBTOTAL
                                                                  8.B.2               NIL            NIL

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other 
undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii)                                                   X

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with 
the ultimate controlling natural person or legal entity(xiv) (please add additional rows as necessary)

Name(xv)                                       % of voting rights if it        % of voting rights          Total of both if it equals or is
                                               equals or is higher             through financial           higher than the notifiable thresh-
                                               than the notifiable             instruments if it equals    old
                                               threshold                       or is higher than the
                                                                               notifiable threshold
PUBLIC INVESTMENT CORPORATION
SOC LIMITED                                    8.905%                                                       8.905%

10. In case of proxy voting, please identify:
Name of the proxy holder                                                       N/A
The number and % of voting rights held                                         N/A
The date until which the voting rights will be held                            N/A

11. Additional information(xvi)

Name: REITUMETSE KAU
E-Mail: Reitumetse.Kau@pic.gov.za
TEL: 0127423747

Place of completion   PRETORIA, SOUTH AFRICA
Date of completion    08 July 2020

Clare Davage
Deputy Company Secretary
Anglo American plc
8 July 2020

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary listings on the Johannesburg
Stock Exchange, the Botswana Stock Exchange, the Namibia Stock Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 08-07-2020 05:00:00
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