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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 06/07/2020 13:00
Code(s): HMN     PDF:  
 
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                                HAMMERSON plc
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                                         X

 An acquisition or disposal of financial instruments                                                                 X

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                           The Goldman Sachs Group, Inc.
                                                                Corporation Trust Center, 1209 Orange Street,
 City and country of registered office (if applicable)
                                                                Wilmington DE 19801, USA
 4. Full name of shareholder(s) (if different from 3.)v

 Name                                                           Goldman Sachs International

 City and country of registered office (if applicable)          Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK

 5. Date on which the threshold was crossed or
                                                                01/07/2020
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):                 03/07/2020

 7. Total positions of person(s) subject to the notification obligation
                                                       % of voting rights
                          % of voting rights at-                                                    Total number of
                                                   through financial instru-   Total of both in %
                          tached to shares (to-                                                     voting rights of is-
                                                              ments               (8.A + 8.B)
                               tal of 8. A)                                                         suervii
                                                    (total of 8.B 1 + 8.B 2)
 Resulting situation
 on the date on which
                                 0.26%                     10.08%                   10.34%             766,293,613
 threshold was
 crossed or reached
  Position of previous
  notification (if                     0.23%                      0.07%                        0.30%
  applicable)




8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of                  Number of voting rightsix                         % of voting rights
shares
ISIN code (if possible)                Direct                 Indirect                    Direct                   Indirect
                                (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                                  2004/109/EC)            2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                     (DTR5.1)               (DTR5.2.1)                                             (DTR5.2.1)

GB0004065016                                               1,967,991                                                0.26%



SUBTOTAL 8. A                                     1,967,991                                            0.26%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                               Number of voting rights
                               Expira-
Type of financial instru-                   Exercise/                          that may be acquired if
                               tion                                                                         % of voting rights
ment                                        Conversion Periodxi                the instrument is
                               datex
                                                                               exercised/converted.
Securities Lending             Open                                                   9,777,752                     1.28%




                                            SUBTOTAL 8. B 1                           9,777,752                     1.28%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                            Exercise/              Physical or
Type of financial         Expiration                                                     Number of
                                            Conversion Pe-         cash                                     % of voting rights
instrument                datex                                                          voting rights
                                            riod xi                settlementxii
Refer to the annex-
ure




                                                                   SUBTOTAL
                                                                                            67,498,724              8.81%
                                                                   8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv   X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
                                                                           10.01%                           10.23%
International


The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC


The Goldman Sachs
Group, Inc.
GSAM Holdings LLC

Goldman Sachs Asset
Management, L.P.




10. In case of proxy voting, please identify:
Name of the proxy holder                                         N/A

The number and % of voting rights held                           N/A

The date until which the voting rights will be held              N/A




11. Additional informationxvi
Please note, positions previously exempt under the market making exemption are now reportable as the 10% limit
has been exceeded.

Also, the total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a
rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com
Place of completion       London

Date of completion        03/07/2020


For further information contact:

Richard Crowle
Assistant Company Secretary
Tel: +44 (0)20 7887 1000

6 July 2020

Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing
on the Johannesburg Stock Exchange.

Sponsor:
Investec Bank Limited
                                                                       Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
                                                            Exercise/Conversion         Physical or cash settle- Number of voting   % of voting
Type of financial instrument        Expiration datex
                                                                   periodxi                     mentxii                 rights        rights
            Swap                      11/03/2025                                             Cash                                     0.80%
                                                                                                              6,123,304
            Swap                      25/03/2025                                             Cash                                     0.54%
                                                                                                              4,146,192
            CFD                       29/04/2030                                             Cash                                     0.46%
                                                                                                              3,523,583
            CFD                       18/03/2030                                             Cash                                     0.39%
                                                                                                              2,970,580
            CFD                       23/04/2030                                             Cash                                     0.33%
                                                                                                              2,500,949
            CFD                       23/04/2030                                             Cash                                     0.33%
                                                                                                              2,500,949
            CFD                       9/08/2029                                              Cash                                     0.31%
                                                                                                              2,347,693
            CFD                       9/07/2021                                              Cash                                     0.27%
                                                                                                              2,064,949
            CFD                       24/04/2030                                             Cash                                     0.23%
                                                                                                              1,776,151
            CFD                       29/04/2030                                             Cash                                     0.23%
                                                                                                              1,770,330
            CFD                       3/12/2021                                              Cash                                     0.23%
                                                                                                              1,740,964
            CFD                       4/02/2030                                              Cash                                     0.23%
                                                                                                              1,727,777
            CFD                       4/02/2030                                              Cash                                     0.22%
                                                                                                              1,701,048
            CFD                       9/07/2021                                              Cash                                     0.22%
                                                                                                              1,684,611
            CFD                       7/05/2030                                              Cash                                     0.21%
                                                                                                              1,625,287
                                                                       Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
                                                            Exercise/Conversion         Physical or cash settle- Number of voting   % of voting
Type of financial instrument        Expiration datex
                                                                   periodxi                     mentxii                 rights        rights
            CFD                       7/05/2030                                              Cash                                     0.20%
                                                                                                              1,561,616
            CFD                       30/04/2030                                             Cash                                     0.20%
                                                                                                              1,508,409
            CFD                       29/04/2030                                             Cash                                     0.20%
                                                                                                              1,500,569
            CFD                       19/03/2030                                             Cash                                     0.19%
                                                                                                              1,431,848
            CFD                       29/04/2030                                             Cash                                     0.17%
                                                                                                              1,340,167
            CFD                       29/04/2030                                             Cash                                     0.16%
                                                                                                              1,200,455
            CFD                       7/05/2030                                              Cash                                     0.15%
                                                                                                              1,182,977
            CFD                       24/04/2030                                             Cash                                     0.14%
                                                                                                              1,071,362
            CFD                       7/05/2030                                              Cash                                     0.14%
                                                                                                              1,054,173
            CFD                       23/04/2030                                             Cash                                     0.14%
                                                                                                              1,034,962
            CFD                       23/04/2030                                             Cash                                     0.13%
                                                                                                              1,001,564
            CFD                       23/04/2030                                             Cash                                     0.13%
                                                                                                              1,000,379
            CFD                       23/04/2030                                             Cash                                     0.13%
                                                                                                              1,000,379
            CFD                       29/04/2030                                             Cash                                     0.13%
                                                                                                              1,000,379
            CFD                       23/04/2030                                             Cash                                     0.12%
                                                                                                              951,390
                                                                       Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
                                                            Exercise/Conversion         Physical or cash settle- Number of voting   % of voting
Type of financial instrument        Expiration datex
                                                                   periodxi                     mentxii                 rights        rights
            CFD                       23/04/2030                                             Cash                                     0.12%
                                                                                                              920,332
            CFD                       7/05/2030                                              Cash                                     0.11%
                                                                                                              866,609
            CFD                       29/04/2030                                             Cash                                     0.11%
                                                                                                              862,950
            CFD                       3/12/2021                                              Cash                                     0.09%
                                                                                                              698,140
            CFD                       4/02/2030                                              Cash                                     0.09%
                                                                                                              676,955
            CFD                       3/12/2021                                              Cash                                     0.09%
                                                                                                              663,510
            CFD                       11/07/2029                                             Cash                                     0.09%
                                                                                                              658,619
            Swap                      1/04/2025                                              Cash                                     0.07%
                                                                                                              559,779
            CFD                       29/04/2030                                             Cash                                     0.07%
                                                                                                              530,542
            CFD                       21/05/2030                                             Cash                                     0.05%
                                                                                                              372,868
            CFD                       5/03/2030                                              Cash                                     0.05%
                                                                                                              359,235
            Swap                      11/08/2020                                             Cash                                     0.05%
                                                                                                              356,904
            CFD                       24/04/2030                                             Cash                                     0.04%
                                                                                                              316,928
            CFD                       1/05/2030                                              Cash                                     0.04%
                                                                                                              309,806
            Swap                      13/11/2020                                             Cash                                     0.04%
                                                                                                              282,772
                                                                       Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
                                                            Exercise/Conversion         Physical or cash settle- Number of voting   % of voting
Type of financial instrument        Expiration datex
                                                                   periodxi                     mentxii                 rights        rights
            CFD                       17/06/2030                                             Cash                                     0.04%
                                                                                                              270,274
            CFD                       12/03/2030                                             Cash                                     0.03%
                                                                                                              256,405
            CFD                       23/04/2030                                             Cash                                     0.03%
                                                                                                              250,095
            Swap                      11/03/2025                                             Cash                                     0.03%
                                                                                                              227,307
            CFD                       1/05/2030                                              Cash                                     0.03%
                                                                                                              214,081
            CFD                       29/04/2030                                             Cash                                     0.03%
                                                                                                              205,285
            CFD                       19/03/2030                                             Cash                                     0.02%
                                                                                                              177,720
            Swap                      5/06/2030                                              Cash                                     0.02%
                                                                                                              159,594
            CFD                       23/04/2030                                             Cash                                     0.02%
                                                                                                              155,790
            CFD                       8/01/2030                                              Cash                                     0.02%
                                                                                                              129,302
            CFD                       23/04/2030                                             Cash                                     0.02%
                                                                                                              126,788
            CFD                       8/01/2030                                              Cash                                     0.01%
                                                                                                              113,131
            Swap                      21/05/2021                                             Cash                                     0.01%
                                                                                                              105,552
            CFD                       31/10/2029                                             Cash                                     0.01%
                                                                                                              73,463
            CFD                       19/03/2030                                             Cash                                     0.01%
                                                                                                              63,368
                                                                       Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
                                                            Exercise/Conversion         Physical or cash settle- Number of voting   % of voting
Type of financial instrument        Expiration datex
                                                                   periodxi                     mentxii                 rights        rights
            CFD                       22/05/2025                                             Cash                                     0.01%
                                                                                                              63,199
            CFD                       16/07/2029                                             Cash                                     0.01%
                                                                                                              58,218
            CFD                       2/08/2029                                              Cash                                     0.01%
                                                                                                              57,917
            CFD                       23/04/2030                                             Cash                                     0.01%
                                                                                                              49,477
            CFD                       19/05/2025                                             Cash                                     0.01%
                                                                                                              47,135
            CFD                       24/04/2030                                             Cash                                     0.01%
                                                                                                              40,754
            Swap                      3/12/2020                                              Cash                                     0.003%
                                                                                                              23,145
            CFD                       19/05/2025                                             Cash                                     0.003%
                                                                                                              22,564
            CFD                       5/03/2030                                              Cash                                     0.003%
                                                                                                              22,301
            CFD                       19/05/2025                                             Cash                                     0.002%
                                                                                                              14,584
            CFD                       21/05/2025                                             Cash                                     0.002%
                                                                                                              13,909
            CFD                       23/04/2030                                             Cash                                     0.002%
                                                                                                              12,595
            CFD                       17/07/2024                                             Cash                                     0.002%
                                                                                                              12,436
            CFD                       22/05/2025                                             Cash                                     0.001%
                                                                                                              10,761
            Swap                      16/07/2020                                             Cash                                     0.001%
                                                                                                              9,743
                                                                       Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
                                                            Exercise/Conversion         Physical or cash settle- Number of voting           % of voting
Type of financial instrument        Expiration datex
                                                                   periodxi                     mentxii                 rights                rights
            CFD                       10/12/2024                                                Cash                                          0.001%
                                                                                                                 7,394
            CFD                       22/05/2025                                                Cash                                          0.001%
                                                                                                                 7,140
            CFD                       19/05/2025                                                Cash                                          0.001%
                                                                                                                 6,957
            Swap                      13/05/2030                                                Cash                                          0.001%
                                                                                                                 4,588
            CFD                       21/05/2025                                                Cash                                          0.001%
                                                                                                                 4,303
            Swap                      14/01/2021                                                Cash                                         0.0001%
                                                                                                                 503

                        Total Number of voting rights and percentage of voting rights                                       67,498,724        8.81%

 Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding
                                                                         error.

Date: 06-07-2020 01:00:00
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