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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 30/06/2020 15:30
Code(s): HMN     PDF:  
 
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
 mat if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                                 Hammerson Plc
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                                         X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                                                         JPMorgan Chase & Co.
 City and country of registered office (if applicable)                                    Wilmington, Delaware, USA

 4. Full name of shareholder(s) (if different from 3.)v
                                                                                         J.P. Morgan Securities plc
 Name                                                              J.P. Morgan Equities South Africa Proprietary Ltd
                                                                        JPMorgan Chase Bank, National Association
 City and country of registered office (if applicable)                                       London, United Kingdom

 5. Date on which the threshold was crossed or
                                                                                                        26 June 2020
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):                                                         30 June 2020

 7. Total positions of person(s) subject to the notification obligation
                                                       % of voting rights
                          % of voting rights at-                                                    Total number of
                                                   through financial instru-   Total of both in %
                          tached to shares (to-                                                     voting rights of is-
                                                              ments               (8.A + 8.B)
                               tal of 8. A)                                                         suervii
                                                    (total of 8.B 1 + 8.B 2)
 Resulting situation
 on the date on which
                                 0.88%                     4.13%                    5.01%              766,293,613
threshold was
crossed or reached

Position of previous
                           Below minimum            Below minimum                 Below minimum
notification (if
applicable)                   threshold                threshold                     threshold




8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                          % of voting rights
shares
ISIN code (if possible)          Direct                 Indirect                      Direct                   Indirect
                             (Art 9 of Directive    (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                          2004/109/EC) (DTR5.1)       2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                        (DTR5.2.1)                                             (DTR5.2.1)

  GB0004065016                                         6,751,981                                                0.88%




SUBTOTAL 8. A                              6,751,981                                               0.88%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                           Number of voting rights
Type of financial in-     Expiration       Exercise/                       that may be acquired if
                                                                                                        % of voting rights
strument                  datex            Conversion Periodxi             the instrument is
                                                                           exercised/converted.
   Right to Recall            N/A                   N/A                            458,600                      0.06%
Physically Settled
                          29/06/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
Call or Put Option*
Physically Settled
                          06/07/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
Call or Put Option*
Physically Settled
                          13/07/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
Call or Put Option*
Physically Settled
                          20/07/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
Call or Put Option*
Physically Settled
                          27/07/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
Call or Put Option*
Physically Settled
                          03/08/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
Call or Put Option*
Physically Settled
                          10/08/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
Call or Put Option*
Physically Settled
                          17/08/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
Call or Put Option*
Physically Settled
                          24/08/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
Call or Put Option*
Physically Settled
                      28/08/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      07/09/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      14/09/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      21/09/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      28/09/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      05/10/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      12/10/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      19/10/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      26/10/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      02/11/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      09/11/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      16/11/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      23/11/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      30/11/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      07/12/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      14/12/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      21/12/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      29/12/2020   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      04/01/2021   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      11/01/2021   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      18/01/2021   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      25/01/2021   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      01/02/2021   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
Physically Settled
                      08/02/2021   Call: 7.864, Put: 5.243    600,000     0.08%
Call or Put Option*
                                   SUBTOTAL 8. B 1           20,258,600   2.64%
     * Please note that either a call or a put option (but not both) can be exercised upon maturity, de-
     pending on the share price of Hammerson Plc.




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                      Exercise/
Type of financial    Expiration                       Physical or cash     Number of
                                    Conversion Pe-                                         % of voting rights
  instrument           datex                            settlementxii     voting rights
                                        riod xi
 Cash-settled
                    02/07/2020        02/07/2020            Cash             440,422              0.06%
 Equity Swap
 Cash-settled
                    03/11/2020        03/11/2020            Cash               286                0.00%
 Equity Swap
 Cash-settled
                    02/12/2020        02/12/2020            Cash             10,176               0.00%
 Equity Swap
 Cash-settled
                    05/01/2021        05/01/2021            Cash             17,312               0.00%
 Equity Swap
 Cash-settled
                    02/02/2021        02/02/2021            Cash             13,595               0.00%
 Equity Swap
 Cash-settled
                    02/03/2021        02/03/2021            Cash              6,458               0.00%
 Equity Swap
 Cash-settled
                    06/04/2021        06/04/2021            Cash             34,499               0.00%
 Equity Swap
 Cash-settled
                    19/04/2021        19/04/2021            Cash             645,407              0.08%
 Equity Swap
 Cash-settled
                    29/04/2021        29/04/2021            Cash             29,089               0.00%
 Equity Swap
 Cash-settled
                    30/04/2021        30/04/2021            Cash            2,291,144             0.30%
 Equity Swap
 Cash-settled
                    05/05/2021        05/05/2021            Cash             130,836              0.02%
 Equity Swap
 Cash-settled
                    06/05/2021        06/05/2021            Cash             15,310               0.00%
 Equity Swap
 Cash-settled
                    11/05/2021        11/05/2021            Cash             12,248               0.00%
 Equity Swap
 Cash-settled
                    12/05/2021        12/05/2021            Cash            2,449,407             0.32%
 Equity Swap
 Cash-settled
                    02/06/2021        24/05/2021            Cash             73,253               0.01%
 Equity Swap
 Cash-settled
                    23/06/2021        28/05/2021            Cash             95,036               0.01%
 Equity Swap
 Cash-settled
                    30/06/2021        02/06/2021            Cash              3,042               0.00%
 Equity Swap
 Cash-settled
                    02/07/2021        21/06/2021            Cash              49437               0.01%
 Equity Swap
 Cash-settled
                    21/07/2021        23/06/2021            Cash             47,115               0.01%
 Equity Swap
 Cash-settled
                    23/07/2021        30/06/2021            Cash             693,962              0.09%
 Equity Swap
 Cash-settled
                    28/07/2021        02/07/2021            Cash              7,647               0.00%
 Equity Swap
  Cash-settled
                        03/08/2021          06/07/2021                Cash               111,602                  0.01%
  Equity Swap
  Cash-settled
                        27/05/2022          07/07/2021                Cash              1,243,134                 0.16%
  Equity Swap
  Cash-settled
                        08/06/2023          12/07/2021                Cash               500,000                  0.07%
  Equity Swap
  Cash-settled
                        09/06/2023          03/08/2021                Cash               500,000                  0.07%
  Equity Swap
  Cash-settled
                        12/06/2023          19/11/2021                Cash              1,000,000                 0.13%
  Equity Swap
  Cash-settled
                        13/09/2024          27/05/2022                Cash               952,777                  0.12%
  Equity Swap
  Cash-settled
                        18/06/2025          06/06/2022                Cash                39,745                  0.01%
  Equity Swap
                                                                  SUBTOTAL
                                                                    8.B.2
                                                                                       11,412,939               1.49%



9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv      X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
                                                                            4.13%                           4.94%
plc


JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association


JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan EU Capital
Holdings Limited
J.P. Morgan EU Hold-
ings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder                                                         N/A

The number and % of voting rights held                                           N/A

The date until which the voting rights will be held                              N/A



11. Additional informationxvi
Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan EU Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)

Place of completion                                            London, United Kingdom

Date of completion                                                      30 June 2020




For further information contact:

Richard Crowle
Assistant Company Secretary
Tel: +44 (0)20 7887 1000

30 June 2020
Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on
the Johannesburg Stock Exchange.

Sponsor:
Investec Bank Limited

Date: 30-06-2020 03:30:00
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