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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 16/02/2021 12:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at-
tached ii:                                                                                         Anglo American Plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights                                                                        X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:

3. Details of person subject to the notification obligation iv
Name                                                      Coronation Asset Management (Pty) Ltd acting as dis-
                                                          cretionary investment manager on behalf of managed
                                                          portfolios.
City and country of registered office (if applicable)     Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.)v
Name                                                      N/A
City and country of registered office (if applicable)

5. Date on which the threshold was crossed or             30/11/2020 (please see explanation at "11. Additional in-
reached vi:                                               formation" below)

6. Date on which issuer notified (DD/MM/YYYY):            15/02/2021

7. Total positions of person(s) subject to the notification obligation
                                                  % of voting rights
                         % of voting rights at-   through financial instru-                        Total number of
                         tached to shares (to-    ments                       Total of both in %   voting rights of is-
                         tal of 8. A)             (total of 8.B 1 + 8.B 2)    (8.A + 8.B)          suervii     
                                                                         
                                                                                       
                                                  
Resulting situation
on the date on which
threshold was            3.03%                                                3.03%                 1 363 118 080
crossed or reached
 
Position of previous
notification (if         2.93%                                                2.93%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii
A: Voting rights attached to shares
Class/type of              Number of voting rights ix                         % of voting rights
shares
ISIN code (if possible)    Direct                  Indirect                   Direct                      Indirect
                           (Art 9 of Directive     (Art 10 of Directive       (Art 9 of Directive         (Art 10 of Directive
                           2004/109/EC) (DTR5.1)   2004/109/EC)               2004/109/EC) (DTR5.1)       2004/109/EC)
                                                   (DTR5.2.1)                                             (DTR5.2.1)
GB00B1XZS820               41 280 874                                         3.03%


SUBTOTAL 8. A                               41 280 874                                               3.03%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                           Number of voting rights
Type of financial in-      Expiration     Exercise/                        that may be acquired if
strument                   date x         Conversion Period xi             the instrument is                % of voting rights
                                                                           exercised/converted.
                                                                           

                                          SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                          Exercise/               Physical or
Type of financial      Expiration         Conversion Pe-          cash                   Number of
instrument             date x             riod xi                 settlement xii         voting rights      % of voting rights
                                                                    
                                                         

                                                                  SUBTOTAL
                                                                  8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv   X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it          through financial in-             Total of both if it
                                  equals or is higher             struments if it equals            equals or is higher
                                  than the notifiable              or is higher than the            than the notifiable        
          Name xv                     threshold                    notifiable threshold                  threshold                                                                                                                                                                                                                                                                                                                
Coronation Fund Man-
agers Ltd
Coronation Investment
Management SA (Pty)
Ltd
Coronation Asset Man-
agement (Pty) Ltd                3.03%                                                            3.03%

10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information xvi
At the time of moving from 2.93% to 3.03%, our reporting/notification system did not aggregate our holdings of Anglo
American Plc (AGL) & Anglo American Plc Namibia (ANM). At the time AGL was at 2.89% and ANM was at 0.13%.
Both, separately, remained below the 3% threshold. We have since updated our reporting/notification system to dis-
play our combined shareholding in AGL& ANM to ensure that this error does not occur again. As at 11/02/2021, our
combined holding is 3.08%, with the highest holding since 30/11/2020 being 3.11%

Place of completion          Cape Town, South Africa
Date of completion           15 February 2021

Clare Davage
Deputy Company Secretary
Anglo American plc
16 February 2021

The Company has a primary listing on the Main Market of the London Stock Exchange and sec-
ondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia
Stock Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 16-02-2021 12:00:00
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