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INVESTEC LIMITED - TR-1: Standard form for notification of major holdings

Release Date: 06/01/2021 17:00
Code(s): INL INP     PDF:  
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TR-1: Standard form for notification of major holdings

Investec Limited                                    Investec plc
Incorporated in the Republic of South Africa        Incorporated in England and Wales
Registration number 1925/002833/06                  Registration number 3633621
JSE share code: INL                                 LSE share code: INVP
NSX share code: IVD                                 JSE share code: INP
BSE share code: INVESTEC                            ISIN: GB00B17BBQ50
ISIN: ZAE000081949
                                        (jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London
Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure
Guidance and Transparency Rules and the Listing Rules of the United Kingdom Listing Authority (the
“UKLA”) and/or the JSE Listings Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at-                           INVESTEC PLC
tached:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                              X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Details of person subject to the notification obligation
                                                          PUBLIC INVESTMENT CORPORATION SOC
Name
                                                          LIMITED
City and country of registered office (if applicable)     PRETORIA, SOUTH AFRICA

4. Full name of shareholder(s) (if different from 3.)

Name

City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
                                                                  04/01/2021
reached:

6. Date on which issuer notified (DD/MM/YYYY):                    06/01/2021

7. Total positions of person(s) subject to the notification obligation
                                                       % of voting rights
                          % of voting rights at-                                                             Total number of
                                                   through financial instru-        Total of both in %
                          tached to shares (to-                                                              voting rights of is-
                                                              ments                    (8.A + 8.B)
                               tal of 8. A)                                                                  suer
                                                    (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
                               12.140%                                                 12.140%                  696 082 618
crossed or reached
Position of previous
notification (if               11.083%                                                 11.083%
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached
A: Voting rights attached to shares
Class/type of                          Number of voting rights                                 % of voting rights
shares
ISIN code (if possible)              Direct                  Indirect                      Direct                   Indirect
                                 (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                              2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                             (DTR5.2.1)                                             (DTR5.2.1)

Ordinary Shares                   84 502 716                                             12.140%




SUBTOTAL 8. A                                  84 502 716                                           12.140%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                                Number of voting rights
Type of financial instru-     Expiration      Exercise/                         that may be acquired if        % of voting
ment                          date            Conversion Period                 the instrument is              rights
                                                                                exercised/converted.




                                              SUBTOTAL 8. B 1                              NIL                         NIL
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                            Exercise/            Physical or
Type of financial       Expiration                                                    Number of          % of voting
                                            Conversion Pe-       cash
instrument              date                                                          voting rights      rights
                                            riod                 settlement




                                                                 SUBTOTAL
                                                                 8.B.2
                                                                                            NIL                NIL




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effec-
tively held starting with the ultimate controlling natural person or legal entity (please add additional rows as       X
necessary)
                                                                 % of voting rights
                                % of voting rights if it                                           Total of both if it
                                                               through financial in-
                                 equals or is higher                                              equals or is higher
          Name                                                 struments if it equals
                                 than the notifiable                                              than the notifiable
                                                               or is higher than the
                                      threshold                                                       threshold
                                                                notifiable threshold
PUBLIC INVESTMENT
CORPORATION SOC LIM-                    12.140%                                                        12.140%
ITED




10. In case of proxy voting, please identify:
Name of the proxy holder                                      N/A

The number and % of voting rights held                        N/A
The date until which the voting rights will be held   N/A



11. Additional information
Name: REITUMETSE KAU
E-Mail: Reitumetse.Kau@pic.gov.za
TEL: 0127423747



Place of completion       PRETORIA, SOUTH AFRICA

Date of completion        06 January 2021

Johannesburg and London
06 January 2021

Sponsor: Investec Bank Limited

Date: 06-01-2021 05:00:00
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