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Transaction by a Director in Investec plc ordinary shares
Investec Limited Investec plc
Incorporated in the Republic of South Africa Incorporated in England and Wales
Registration number 1925/002833/06 Registration number 3633621
JSE share code: INL LSE share code: INVP
NSX share code: IVD JSE share code: INP
BSE share code: INVESTEC ISIN: GB00B17BBQ50
ISIN: ZAE000081949
As part of the dual listed company structure, Investec plc and Investec Limited (together “Investec”) notify
both the London and Johannesburg Stock Exchanges of those interests (and changes to those interests) of
(i) directors of both entities and the respective company secretaries, (ii) persons discharging managerial
responsibilities (PDMRs) and persons closely associated with them, and (iii) in certain instances the directors
of major subsidiaries of Investec Limited, in the securities of Investec plc and Investec Limited which are
required to be disclosed under Article 19 of the Market Abuse Regulation (Regulation 596/2014), the
Disclosure Guidance, Transparency Rules and Listing Rules of the United Kingdom Listing Authority
(the “UKLA”) and/or the JSE Listing Requirements.
TRANSACTION BY A DIRECTOR IN INVESTEC PLC ORDINARY SHARES
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ciaran Whelan
2 Reason for the notification
a) Position/status Director
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Take up of shares on vesting of conditional shares
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP1.94 41,666
d) Aggregated information
- Aggregated volume 41,666
- Price GBP1.94
e) Date of the transaction 08 December 2020
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:
Volume weighted average price GBP1.94
Total value of transaction GBP81,227.87
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
TRANSACTION BY A PDMR IN INVESTEC PLC ORDINARY SHARES
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ruth Leas
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction On market sale of shares to cover taxation pursuant to
the take up of conditional shares following vesting
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP1.93 9,419
d) Aggregated information
- Aggregated volume 9,419
- Price GBP1.93
e) Date of the transaction 08 December 2020
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:
Volume weighted average price GBP1.93
Total value of transaction GBP18,266.27
Highest price GBP1.96
Lowest price GBP1.91
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ruth Leas
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Off market take up of shares on vesting of conditional
shares
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP1.93 10,581
d) Aggregated information
- Aggregated volume 10,581
- Price GBP1.93
e) Date of the transaction 08 December 2020
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:
Volume weighted average price GBP1.93
Total value of transaction GBP20,519.73
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
TRANSACTION BY A PDMR IN INVESTEC PLC ORDINARY SHARES
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Marc Khan
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction On market sale of shares to cover taxation pursuant to
the take up of conditional shares following vesting
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP1.93 11,774
d) Aggregated information
- Aggregated volume 11,774
- Price GBP1.93
e) Date of the transaction 08 December 2020
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:
Volume weighted average price GBP1.93
Total value of transaction GBP22,833.32
Highest price GBP1.96
Lowest price GBP1.91
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Marc Khan
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Off market take up of shares on vesting of conditional
shares
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP1.93 13,226
d) Aggregated information
- Aggregated volume 13,226
- Price GBP1.93
e) Date of the transaction 08 December 2020
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:
Volume weighted average price GBP1.93
Total value of transaction GBP25,649.18
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
Clearance was obtained for the above dealings in securities.
Johannesburg and London
09 December 2020
Sponsor:
Investec Bank Limited
Date: 09-12-2020 05:30:00
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