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INVESTEC LIMITED - TR-1: Standard form for notification of major holdings

Release Date: 09/12/2020 17:00
Code(s): INL INP     PDF:  
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TR-1: Standard form for notification of major holdings

Investec Limited                                    Investec plc
Incorporated in the Republic of South Africa        Incorporated in England and Wales
Registration number 1925/002833/06                  Registration number 3633621
JSE share code: INL                                 LSE share code: INVP
NSX share code: IVD                                 JSE share code: INP
BSE share code: INVESTEC                            ISIN: GB00B17BBQ50
ISIN: ZAE000081949
                                     (jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock
Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure Guidance
and Transparency Rules and the Listing Rules of the United Kingdom Listing Authority (the “UKLA”) and/or
the JSE Listings Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are                                   INVESTEC PLC
 attached:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                                    X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify):

 3. Details of person subject to the notification obligation
 Name                                                          PUBLIC INVESTMENT CORPORATION SOC LIMITED

 City and country of registered office (if applicable)         PRETORIA, SOUTH AFRICA

 4. Full name of shareholder(s) (if different from 3.)

 Name

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or
                                                               07/12/2020
 reached:

 6. Date on which issuer notified (DD/MM/YYYY):                09/12/2020

 7. Total positions of person(s) subject to the notification obligation
                                                     % of voting rights
                           % of voting rights                                                     Total number of
                                                     through financial       Total of both in %
                           attached to shares                                                     voting rights of
                                                        instruments             (8.A + 8.B)
                              (total of 8. A)                                                          issuer
                                                  (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
                               11.083%                                                  11.083%                696 082 618
crossed or reached
Position of previous
                               10.151%                                                  10.151%
notification (if
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached
A: Voting rights attached to shares
Class/type of                        Number of voting rights                                  % of voting rights
shares
ISIN code (if possible)             Direct                 Indirect                     Direct                    Indirect
                              (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive       (Art 10 of Directive
                           2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)          2004/109/EC)
                                                          (DTR5.2.1)                                              (DTR5.2.1)

Ordinary Shares               77 148 825                                              11.083%




SUBTOTAL 8. A                                 77 148 825                                            11.083%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                             Number of voting rights
Type of financial          Expiration        Exercise/                       that may be acquired if
                                                                                                          % of voting rights
instrument                 date              Conversion Period               the instrument is
                                                                             exercised/converted.




                                             SUBTOTAL 8. B 1                            NIL                          NIL



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                             Exercise/           Physical or
Type of financial      Expiration                                                      Number of
                                             Conversion          cash                                     % of voting rights
instrument             date                                                            voting rights
                                             Period              settlement




                                                                 SUBTOTAL
                                                                 8.B.2
                                                                                              NIL                    NIL
 9. Information in relation to the person subject to the notification obligation (please mark the
 applicable box with an “X”)
 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
 control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer

 Full chain of controlled undertakings through which the voting rights and/or the
 financial instruments are effectively held starting with the ultimate controlling natural person or legal entity     X
 (please add additional rows as necessary)
                                                                    % of voting rights
                                  % of voting rights if it                                          Total of both if it
                                                                    through financial
                                   equals or is higher                                             equals or is higher
            Name                                                 instruments if it equals
                                   than the notifiable                                             than the notifiable
                                                                   or is higher than the
                                        threshold                                                      threshold
                                                                   notifiable threshold
 PUBLIC INVESTMENT
 CORPORATION SOC                          11.083%                                                         11.083%
 LIMITED




 10. In case of proxy voting, please identify:
 Name of the proxy holder                                       N/A

 The number and % of voting rights held                         N/A

 The date until which the voting rights will be held            N/A



 11. Additional information
 Name: REITUMETSE KAU
 E-Mail: Reitumetse.Kau@pic.gov.za
 TEL: 0127423747



 Place of completion          PRETORIA, SOUTH AFRICA

 Date of completion           09 December 2020


Johannesburg and London
09 December 2020

Sponsor: Investec Bank Limited

Date: 09-12-2020 05:00:00
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